Tan Yee Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Yee Choi (蔡丹義), a licensed Responsible Officer with CE reference AUM132. Currently licensed at 1 firm(s): Rainbow Capital (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 16.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-20 | present |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-03 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2019-12-31 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-03-15 | 2019-12-31 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-05 | 2016-03-15 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2014-12-19 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-04 | 2014-12-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-06 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-06 | 2014-04-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-06 | 2014-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tan Yee Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.