Chen Yei Siew

蕭勁毅
CE No. AUL981 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Yei Siew (蕭勁毅), a licensed former licensee with CE reference AUL981. This person has 10.6 years of SFC licence history. Total licence records on file: 9.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
ZACD Financial Group Limited
RO Type 1 - Dealing in securities 2016-12-02 2022-04-29
ZACD Financial Group Limited
RO Type 4 - Advising on securities 2016-12-02 2022-04-29
ZACD Financial Group Limited
RO Type 6 - Advising on corporate finance 2016-12-02 2022-04-29
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 6 - Advising on corporate finance 2014-04-30 2015-10-31
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 1 - Dealing in securities 2013-05-15 2015-10-31
Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
Rep Type 4 - Advising on securities 2013-05-15 2015-10-31
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2010-01-05 2012-09-21
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2010-01-05 2012-09-21
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2010-01-05 2012-09-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Yei Siew during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Qinglin Li ZACD Financial Group Limited 2017–2021
Darin Daniel Baur ZACD Financial Group Limited 2016–2019
Roy Hsiao ZACD Financial Group Limited 2019–2021
Zachry David Rosenberg Canaccord Genuity (Hong Kong) Limited 2013–2015
Todd Dustin Radons Canaccord Genuity (Hong Kong) Limited 2013–2015
Kesava Rajat Panikkar Canaccord Genuity (Hong Kong) Limited 2013–2015
Jerry Wai Lam Choi ZACD Financial Group Limited 2016–2018
David Samuel Barlow Canaccord Genuity (Hong Kong) Limited 2013–2015
Marcus Geoffrey Freeman Canaccord Genuity (Hong Kong) Limited 2013–2015
Thomas Peter Gunnersen Canaccord Genuity (Hong Kong) Limited 2013–2015
Michael Stefan Wegener Canaccord Genuity (Hong Kong) Limited 2013–2015
James Xiaohan Zhang Canaccord Genuity (Hong Kong) Limited 2014–2015
Jia Ning Phua Canaccord Genuity (Hong Kong) Limited 2013–2015
Lei Wu Canaccord Genuity (Hong Kong) Limited 2013–2014
Wei Hao Leong ZACD Financial Group Limited 2020–2021
Cameron Gordon Bell Canaccord Genuity (Hong Kong) Limited 2013–2015
Jolin Qiu Wen Ang Canaccord Genuity (Hong Kong) Limited 2014–2015
Peter Joseph O'Malley Canaccord Genuity (Hong Kong) Limited 2013–2014
Campbell Robert Alder Canaccord Genuity (Hong Kong) Limited 2014–2015
Jianying Yang Canaccord Genuity (Hong Kong) Limited 2013–2014

Related