Sheldon Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheldon Gao, a licensed former licensee with CE reference AUJ097. This person has 2.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-02-19 | 2012-05-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-02-19 | 2012-05-31 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheldon Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.