Sreenivas Jayaraman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sreenivas Jayaraman, a licensed former licensee with CE reference AUG804. This person has 4.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2017-11-22 | 2018-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2017-11-22 | 2018-01-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-28 | 2017-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-06-28 | 2017-11-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2014-09-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2014-09-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2012-12-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-30 | 2010-05-01 |