Richard Alan Kramer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Alan Kramer, a licensed Responsible Officer with CE reference ATS890. Currently licensed at 1 firm(s): Arete Research Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 16.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arete Research Asia Limited |
RO | Type 4 - Advising on securities | 2010-01-11 | present |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Alan Kramer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Namhyung Kim | Arete Research Asia Limited | 2010–present |
| Sean Philip Alexander | Arete Research Asia Limited | 2018–present |
| Jackson Yu-Hao Huang | Arete Research Asia Limited | 2010–2018 |
| Sze Yin Ho | Arete Research Asia Limited | 2018–2023 |
| Muzhi Li | Arete Research Asia Limited | 2014–2018 |
| Zixiao Yang | Arete Research Asia Limited | 2023–present |
| Arum Christine Han | Arete Research Asia Limited | 2013–2014 |
| Zhexin Li | Arete Research Asia Limited | 2024–present |
| Shu-Wei Yang | Arete Research Asia Limited | 2019–2021 |
| Gi Na Hong | Arete Research Asia Limited | 2011–2012 |
| Catherine Yu Hua Leung | Arete Research Asia Limited | 2012–2013 |
| Raul Francisco Barroso | Arete Research Asia Limited | 2010 |
| Scott Ashley Silver | Arete Research Asia Limited | 2018 |
| Tat Keung Lau | Arete Research Asia Limited | 2010 |
| Lionel Yonghan Lin | Arete Research Asia Limited | 2010 |