Andrew Wai Cheong Chan
陳偉昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Wai Cheong Chan (陳偉昌), a licensed former licensee with CE reference ATO804. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-07-26 | 2017-08-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-11 | 2017-08-26 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-11 | 2017-08-26 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2012-03-31 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-08-03 | 2012-03-31 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2011-07-31 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-08 | 2011-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Wai Cheong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.