Jimmy Hsien Yi Hao

郝先奕
CE No. ATM933 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Hsien Yi Hao (郝先奕), a licensed former licensee with CE reference ATM933. This person has 9.1 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
LGT Capital Partners (Asia-Pacific) Limited Rep Type 1 - Dealing in securities 2018-09-03 2026-08-31
LGT Capital Partners (Asia-Pacific) Limited Rep Type 4 - Advising on securities 2018-09-03 2026-08-31
LGT Capital Partners (Asia-Pacific) Limited Rep Type 9 - Asset management 2018-09-03 2026-08-31
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2009-08-10 2010-09-30
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2009-08-10 2010-09-30
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2009-08-10 2010-09-30
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2009-08-10 2010-09-30
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2009-08-10 2010-09-30
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2009-08-10 2010-09-30

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