Jie Xie

謝潔
CE No. ATL409 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Xie (謝潔), a licensed former licensee with CE reference ATL409. This person has 8.8 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Beijing Securities Limited
北京證券有限公司
Rep Type 1 - Dealing in securities 2013-12-11 2018-08-14
Beijing Securities Limited
北京證券有限公司
Rep Type 4 - Advising on securities 2013-12-11 2018-08-14
iBest Consultants Limited Rep Type 1 - Dealing in securities 2011-11-15 2013-11-26
iBest Consultants Limited Rep Type 4 - Advising on securities 2011-11-15 2013-11-26
Integrity Financial Services Limited
誠信理財有限公司
Rep Type 4 - Advising on securities 2009-08-06 2011-09-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hoi Yan Lee Beijing Securities Limited 2013–2018
Ngai Ting Chong Beijing Securities Limited 2013–2018
Jimmy Tsun Kuen Fong Beijing Securities Limited 2013–2018
Edward Kwun Shing Cheng Beijing Securities Limited 2013–2018
Chun Bong Ho Beijing Securities Limited 2014–2018
Po Chun Chan Integrity Financial Services Limited 2009–2011
Alex Chun Hung Lai Integrity Financial Services Limited 2009–2011
Chun Nam Choy Integrity Financial Services Limited 2009–2011
Vivian Wing Han Hau Integrity Financial Services Limited 2009–2011
Siu Fong Kwok Integrity Financial Services Limited 2009–2011
Yin Fun Lau Integrity Financial Services Limited 2009–2011
Mee Lee Wong Integrity Financial Services Limited 2009–2011
Ping Cheung Yim Integrity Financial Services Limited 2009–2011
Charles Tak Kwong Li Beijing Securities Limited 2013–2018
Chiu Ming Lau Integrity Financial Services Limited 2009–2011
Yin Chong Mak Integrity Financial Services Limited 2009–2011
Kazier Kit Wah Chan Beijing Securities Limited 2013–2017
Gordon Chun Ming Lam Beijing Securities Limited 2016–2018
Chengming Gao Beijing Securities Limited 2015–2017
Alisha Hsiao-Hung Ma Integrity Financial Services Limited 2009–2010

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