Edward Kwun Shing Cheng
鄭觀誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Kwun Shing Cheng (鄭觀誠), a licensed former licensee with CE reference AGP736. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2011-10-06 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-09-05 | 2012-02-13 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-16 | 2011-09-05 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-16 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2011-02-16 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-08 | 2011-10-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-28 | 2010-10-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2010-10-23 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-06 | 2006-06-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-27 | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |