Eric Ka Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ka Wai Chan (陳嘉偉), a licensed Responsible Officer with CE reference ASZ583. Currently licensed at 1 firm(s): Hansui Capital Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hansui Capital Company Limited 瀚隋資本有限公司 |
RO | Type 4 - Advising on securities | 2022-11-25 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
RO | Type 9 - Asset management | 2022-11-25 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-03 | present |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 9 - Asset management | 2022-08-01 | 2022-11-25 |
| Hansui Capital Company Limited 瀚隋資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-03 | 2022-11-25 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-27 | 2010-01-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-27 | 2010-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Ka Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.