Sam Ning Yue Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Ning Yue Lo (羅寧雨), a licensed Representative with CE reference ASY867. Currently licensed at 1 firm(s): Allspring Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-08-21 | present |
| Allspring Global Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-08-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-02 | 2025-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-02 | 2025-06-30 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-02 | 2021-02-12 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-02 | 2021-02-12 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-20 | 2020-07-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2016-10-25 | 2019-04-04 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-25 | 2019-04-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2016-10-25 | 2019-04-04 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2016-10-25 | 2019-04-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2016-10-25 | 2019-04-04 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-23 | 2016-06-30 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-23 | 2016-06-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-24 | 2010-06-14 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-24 | 2010-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Ning Yue Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.