Robert Ken van Gulik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Ken van Gulik, a licensed Representative with CE reference ASU202. Currently licensed at 1 firm(s): Dymon Asia Capital (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 14.6 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 1 - Dealing in securities | 2026-07-02 | present |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2026-07-02 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-18 | 2026-03-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-20 | 2026-03-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2018-09-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-19 | 2015-08-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-19 | 2015-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-22 | 2010-12-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-22 | 2010-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Ken van Gulik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.