Anand Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anand Agarwal, a licensed Representative with CE reference ASL813. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2021-06-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2021-06-23 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2021-06-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2021-06-23 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-07 | 2019-11-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-07 | 2019-11-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-05 | 2017-06-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-05 | 2017-06-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-07-14 | 2016-07-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-07-14 | 2016-07-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-10-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-18 | 2015-10-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-02-25 | 2015-03-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-02-25 | 2015-03-10 |