Joo Hee An
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joo Hee An, a licensed Responsible Officer with CE reference ASG213. Currently licensed at 1 firm(s): Mirae Asset Global Investments (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-20 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2013-08-14 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-15 | 2023-10-20 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-01-15 | 2013-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joo Hee An during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.