Li Jiang
江利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Jiang (江利), a licensed former licensee with CE reference ARU868. This person has 9.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-02 | 2018-06-27 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-08-01 | 2014-11-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-31 | 2011-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Jiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.