Paul Anthony John Cowan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Anthony John Cowan, a licensed former licensee with CE reference AUC914. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2016-08-26 | 2017-08-16 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2016-07-21 | 2017-08-16 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-18 | 2016-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Anthony John Cowan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.