Sutharshan Kandiah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sutharshan Kandiah ( ), a licensed former licensee with CE reference AHF855. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-05-14 | 2014-10-07 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-07-28 | 2017-08-16 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-07-28 | 2017-08-16 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |