Yunyan Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunyan Chen (陳韵彥), a licensed Representative with CE reference ARR085. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 12.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-10-14 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-26 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-26 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-12-18 | 2022-08-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-08 | 2022-08-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-08 | 2022-08-17 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-10-06 | 2012-11-06 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2011-10-06 | 2012-11-06 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-30 | 2008-12-12 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2008-09-30 | 2008-12-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yunyan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.