Chang Liu

劉暢
CE No. BAQ804 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Liu (劉暢), a licensed former licensee with CE reference BAQ804. This person has 12.4 years of SFC licence history. Total licence records on file: 20.

Information

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Licence history

FirmRoleRegulated activityFromTo
Arta Asset Management Limited
裕承資產管理有限公司
Rep Type 1 - Dealing in securities 2023-08-01 2026-01-31
Arta Global Markets Limited
裕承環球巿場有限公司
Rep Type 1 - Dealing in securities 2023-08-01 2025-07-17
Arta Global Futures Limited
裕承環球期貨有限公司
Rep Type 2 - Dealing in futures contracts 2023-08-01 2025-06-20
Arta Asset Management Limited
裕承資產管理有限公司
Rep Type 4 - Advising on securities 2023-08-01 2026-01-31
Arta Global Markets Limited
裕承環球巿場有限公司
Rep Type 4 - Advising on securities 2023-08-01 2025-07-17
Arta Asset Management Limited
裕承資產管理有限公司
Rep Type 9 - Asset management 2023-08-01 2026-01-31
Arta Global Markets Limited
裕承環球巿場有限公司
Rep Type 9 - Asset management 2023-08-01 2025-07-17
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 9 - Asset management 2023-04-03 2023-06-30
Avantua Capital Management Limited
璟裕資本管理有限公司
RO Type 4 - Advising on securities 2022-08-17 2023-06-30
Avantua Capital Management Limited
璟裕資本管理有限公司
RO Type 9 - Asset management 2022-08-17 2023-04-03
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 4 - Advising on securities 2022-05-10 2022-08-17
Avantua Capital Management Limited
璟裕資本管理有限公司
Rep Type 9 - Asset management 2022-05-10 2022-08-17
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 1 - Dealing in securities 2019-06-18 2022-03-31
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 4 - Advising on securities 2019-06-18 2022-03-31
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 9 - Asset management 2019-06-18 2022-03-31
Oscar and Partners Capital Limited
奧陸資本有限公司
RO Type 4 - Advising on securities 2019-02-19 2019-05-20
Oscar and Partners Capital Limited
奧陸資本有限公司
Rep Type 4 - Advising on securities 2018-12-31 2019-02-19
Oscar and Partners Capital Limited
奧陸資本有限公司
Rep Type 9 - Asset management 2018-12-31 2019-05-20
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 9 - Asset management 2017-01-11 2018-07-06
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
Rep Type 4 - Advising on securities 2012-12-24 2018-07-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tian Gan China Asset Management (Hong Kong) Limited 2012–2022
Fung Ming Li China Asset Management (Hong Kong) Limited 2012–2022
Ka Po Kwan China Asset Management (Hong Kong) Limited 2012–2022
Sze Ho Kwok China Asset Management (Hong Kong) Limited 2012–2022
Yunyan Chen China Asset Management (Hong Kong) Limited 2015–2022
Weijie Chen China Asset Management (Hong Kong) Limited 2015–2021
Kwong Yin Cheng China Asset Management (Hong Kong) Limited 2015–2022
Fu Wing Lau Arta Global Markets Limited 2023–2025
Shuk Yee Ayishah Ma Arta Global Markets Limited 2023–2025
Weimin Tan China Asset Management (Hong Kong) Limited 2014–2022
Jing Cai China Asset Management (Hong Kong) Limited 2016–2022
Kwok Kin Lan China Asset Management (Hong Kong) Limited 2016–2022
Xiaoling Zhang China Asset Management (Hong Kong) Limited 2014–2020
Lei Gao China Asset Management (Hong Kong) Limited 2016–2022
Gabriel Ronald Yeung China Asset Management (Hong Kong) Limited 2015–2021
Hengheng Huang China Asset Management (Hong Kong) Limited 2015–2020
Shuo Huang China Asset Management (Hong Kong) Limited 2016–2022
Yik Son Wong China Asset Management (Hong Kong) Limited 2014–2021
Lei Fan China Asset Management (Hong Kong) Limited 2015–2022
Hiu Lam Kwok China Asset Management (Hong Kong) Limited 2016–2021

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