Hiu Lam Kwok
郭曉藍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Lam Kwok (郭曉藍), a licensed former licensee with CE reference AOY903. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-12-18 | 2021-06-18 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2021-06-18 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2021-06-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2016-04-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-09 | 2016-04-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-09 | 2016-04-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-25 | 2008-02-16 |