Mark Joseph Brady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Joseph Brady, a licensed former licensee with CE reference ARQ480. This person has 10.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited | Rep | Type 4 - Advising on securities | 2021-12-14 | 2023-04-20 |
| AK Partners HK Limited | Rep | Type 9 - Asset management | 2021-12-14 | 2023-04-20 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2021-01-12 | 2021-03-16 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-12 | 2021-03-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-24 | 2019-08-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-15 | 2019-08-16 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-02-15 | 2019-08-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-24 | 2016-10-12 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-25 | 2015-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2015-06-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-30 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-30 | 2015-06-30 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-23 | 2010-03-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-23 | 2010-03-06 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-09-23 | 2010-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Joseph Brady during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.