So On Lau

劉素安
CE No. ARQ251 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So On Lau (劉素安), a licensed former licensee with CE reference ARQ251. This person has 6.0 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Privium Fund Management (HK) Limited Rep Type 9 - Asset management 2016-07-20 2019-05-31
Asiya Investments Hong Kong Limited Rep Type 4 - Advising on securities 2015-09-25 2016-04-30
Asiya Investments Hong Kong Limited Rep Type 9 - Asset management 2015-09-25 2016-04-30
Seres Asset Management Limited
瑞時投資管理有限公司
Rep Type 9 - Asset management 2011-05-27 2013-11-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So On Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yungang Lu Seres Asset Management Limited 2011–2013
Sze Yeung Tsoi Seres Asset Management Limited 2011–2013
Nalin Bhargava Seres Asset Management Limited 2011–2013
Evan Harmon Erlanson Seres Asset Management Limited 2011–2013
David Clifford Bryant Seres Asset Management Limited 2011–2013
Lin Chen Seres Asset Management Limited 2011–2013
Scott Michael Henderson Seres Asset Management Limited 2011–2013
Chris Man Cheuk Pun Privium Fund Management (HK) Limited 2017–2019
Clemens Hendrik Antonius Heijman Privium Fund Management (HK) Limited 2017–2019
Manoj Kumar Hemrajani Privium Fund Management (HK) Limited 2017–2019
Kwok Wing Nigel Sze Privium Fund Management (HK) Limited 2017–2019
Du Ki Hong Privium Fund Management (HK) Limited 2017–2019
Harmina Hilga Warringa Privium Fund Management (HK) Limited 2016–2018
Frans Alexander Otten Privium Fund Management (HK) Limited 2017–2019
Remy Klammers Privium Fund Management (HK) Limited 2016–2017
Rosemary Lyn Groshens Privium Fund Management (HK) Limited 2018–2019
Hoi Kwong Hon Privium Fund Management (HK) Limited 2018–2019
Elisabeth Ting Zhang Privium Fund Management (HK) Limited 2017–2018
Alain Robert Groshens Privium Fund Management (HK) Limited 2018–2019
Kelvin Yau-Teng Leung Privium Fund Management (HK) Limited 2018–2019
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