Nalin Bhargava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nalin Bhargava ( ), a licensed former licensee with CE reference AVA353. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Acion Partners Limited |
Rep | Type 9 — Asset management | 2021-08-11 | 2022-07-11 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
RO | Type 9 — Asset management | 2013-04-22 | 2016-04-29 |
| Seres Asset Management Limited 瑞時投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-08 | 2013-04-22 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-19 | 2011-02-19 |