Nalin Bhargava

CE No. AVA353 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nalin Bhargava (), a licensed former licensee with CE reference AVA353. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Acion Partners Limited
Rep Type 9 — Asset management 2021-08-11 2022-07-11
Seres Asset Management Limited
瑞時投資管理有限公司
RO Type 9 — Asset management 2013-04-22 2016-04-29
Seres Asset Management Limited
瑞時投資管理有限公司
Rep Type 9 — Asset management 2011-03-08 2013-04-22
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
Rep Type 1 — Dealing in securities 2010-04-19 2011-02-19

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