Yik Long Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Long Lee (李奕朗), a licensed Representative with CE reference ARG942. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 10.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-28 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-04-28 | present |
| Passage Investment Management Limited 靜遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-20 | 2022-12-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-08 | 2018-12-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-08 | 2018-12-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-08 | 2018-12-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-24 | 2017-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-27 | 2017-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-27 | 2017-01-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-08-27 | 2013-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-07-04 | 2009-07-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-07-04 | 2009-07-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-04 | 2009-07-18 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yik Long Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaoxiao Li | Passage Investment Management Limited | 2021–2022 |
| Zengyi Li | Passage Investment Management Limited | 2021–2022 |
| Renyuan Yan | Passage Investment Management Limited | 2021–2022 |