Kwai Shing Chow

鄒貴成
CE No. ARG875 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Shing Chow (鄒貴成), a licensed former licensee with CE reference ARG875. This person has 5.2 years of SFC licence history. Total licence records on file: 7.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
RO Type 1 - Dealing in securities 2014-10-07 2014-10-26
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2012-09-06 2014-10-07
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2012-09-06 2014-10-26
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2011-09-06 2012-08-11
Fulbright Futures Limited
富昌期貨有限公司
Rep Type 2 - Dealing in futures contracts 2011-09-06 2012-08-11
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-16 2010-08-19
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-07-02 2010-08-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Shing Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Peng Lin Southwest Securities (HK) Futures Limited 2012–2014
Yu Ming Chan Southwest Securities (HK) Futures Limited 2012–2014
Oi Yee Liu Southwest Securities (HK) Futures Limited 2012–2014
Yiu Chuen Nip Southwest Securities (HK) Futures Limited 2012–2014
Sing Hing Ng Southwest Securities (HK) Futures Limited 2012–2014
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2012–2014
Chi Keung Chan Southwest Securities (HK) Futures Limited 2012–2014
Siu Yung Leung Southwest Securities (HK) Futures Limited 2012–2014
Chi Hong Li Southwest Securities (HK) Futures Limited 2012–2014
Kwok Kei Chan Southwest Securities (HK) Futures Limited 2012–2014
Kenneth Chun Tak Ng Southwest Securities (HK) Futures Limited 2012–2014
Sze Yu Fung Southwest Securities (HK) Futures Limited 2012–2014
Kin Kei Kwan Southwest Securities (HK) Futures Limited 2012–2014
Haiqing Shi Southwest Securities (HK) Futures Limited 2012–2014
Nga Yin Cham Southwest Securities (HK) Futures Limited 2012–2014
Pui Fai Law Southwest Securities (HK) Futures Limited 2012–2014
Stanley Siu Kay Chan Southwest Securities (HK) Futures Limited 2012–2014
Xiaoming Liu Southwest Securities (HK) Futures Limited 2012–2014
Wai Kit Lee Southwest Securities (HK) Futures Limited 2012–2014
Pok Man Choi Southwest Securities (HK) Futures Limited 2013–2014
Explore the interactive colleague network →

Related