Johnson Kai Tsun Lai
黎啟進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Kai Tsun Lai (黎啟進), a licensed former licensee with CE reference ARG205. This person has 13.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-12-10 | 2021-12-17 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-29 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-18 | 2021-12-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-08-18 | 2013-11-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-07-02 | 2009-07-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-07-02 | 2009-07-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2009-07-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2009-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnson Kai Tsun Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.