Barton Chun Leung Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barton Chun Leung Lai (黎振良), a licensed Responsible Officer with CE reference ARF922. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.8 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-29 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-18 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-15 | 2019-01-18 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-20 | 2013-03-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-01 | 2011-05-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-01 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-01 | 2011-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barton Chun Leung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.