Ming-Chao Chen
陳明照
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Chao Chen (陳明照), a licensed former licensee with CE reference AQX499. This person has 1.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 - Advising on securities | 2010-09-21 | 2010-12-17 |
| Standard & Poor's, LLC | Rep | Type 4 - Advising on securities | 2009-11-17 | 2010-12-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-23 | 2008-11-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-23 | 2008-11-19 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming-Chao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Edna Lorraine Tan | Standard & Poor's, LLC | 2009–2010 |
| Robin Bun Lo | Standard & Poor's, LLC | 2009–2010 |
| Shuk Yee Chui | Standard & Poor's, LLC | 2009–2010 |
| Chia-Yu Lin | Standard & Poor's, LLC | 2009–2010 |
| Raymond Chun Ming Tse | Standard & Poor's, LLC | 2009–2010 |
| Sharon Pik Lim Wong | Standard & Poor's, LLC | 2009–2010 |
| Ching Wan Tsang | Standard & Poor's, LLC | 2009–2010 |
| Cheuk Shing Wong | Standard & Poor's Investment Advisory Services (HK) Limited | 2010 |