Standard & Poor's Investment Advisory Services (HK) Limited

CE No. AVO897 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Standard & Poor's Investment Advisory Services (HK) Limited, a Hong Kong-based licensed corporation with CE reference AVO897. Current licensed staff on file: 0 (total recorded over time: 23). Earliest licence on file: 2010-09-21.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2010-09-21 2017-06-27

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (23)

Active on date
Name Activities First licensed To
Marc John Anthonisen 安馬克 RO 4 2012-05 2017-06
Shuk Yee Chui 崔淑儀 Rep 4 2010-09 2016-12
Kenza Alexandra Kobayashi RO 4 Rep 4 2013-12 2016-12
Justin Chun-Hoy Ng 伍志凱 Rep 4 2016-08 2016-12
Benjamin Man-Ben Soong 宋文彬 RO 4 Rep 4 2012-10 2016-12
Geok Lan See 徐玉蘭 Rep 4 2012-12 2016-01
Megan Sara Romeo Rep 4 2013-09 2015-06
Sing Lam John Paul Chan 陳星霖 Rep 4 2013-08 2015-02
Clemens Thym RO 4 Rep 4 2014-07 2015-02
Cheuk Shing Wong 黃焯誠 Rep 4 2010-09 2014-11
Chi Kit Ng 吳志傑 Rep 4 2013-01 2014-11
Ching Wan Tsang 曾青雲 Rep 4 2010-09 2014-08
Edna Lorraine Tan RO 4 2010-09 2014-04
Sharon Pik Lim Wong Rep 4 2010-09 2014-04
Raymond Chun Ming Tse 謝俊明 Rep 4 2010-09 2013-10
Troy Christopher Williams RO 4 Rep 4 2012-11 2013-09
Ceferino Jr. Aguila Sta. Maria RO 4 2012-12 2013-05
Wai Ha Mok 莫惠霞 Rep 4 2011-12 2012-10
Young Suk Cho Rep 4 2012-09 2012-10
Alexander Pui Chung Siu 蕭沛聰 RO 4 2011-10 2012-05
Robin Bun Lo 盧斌 RO 4 2010-09 2011-11
Chia-Yu Lin 林家宇 Rep 4 2010-09 2011-07
Ming-Chao Chen 陳明照 Rep 4 2010-09 2010-12
Showing 1–23 of 23

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