Xiaozheng Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozheng Wu (吳小征), a licensed Representative with CE reference AQM287. Currently licensed at 1 firm(s): Hong Shang Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Shang Asset Management (Hong Kong) Company Limited 弘尚資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-25 | present |
| Hong Shang Asset Management (Hong Kong) Company Limited 弘尚資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-09-17 | present |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-03-26 | 2025-08-26 |
| Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-05-18 | 2024-02-28 |
| Asia Lion Capital (Hong Kong) Limited 亞獅資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-04-29 | 2023-04-17 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-25 | 2021-12-08 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-25 | 2021-12-08 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-25 | 2021-12-08 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-11 | 2020-12-04 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-14 | 2020-01-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-14 | 2020-01-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-11 | 2016-09-05 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-11 | 2016-09-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-26 | 2015-09-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-26 | 2015-09-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-24 | 2012-05-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-11 | 2009-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-11 | 2009-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-11 | 2009-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaozheng Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.