Yulin Yao
姚毓林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yulin Yao (姚毓林), a licensed Responsible Officer with CE reference AQI648. Currently licensed at 1 firm(s): Green Court Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
RO | Type 4 - Advising on securities | 2017-04-21 | present |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
RO | Type 9 - Asset management | 2017-04-21 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-20 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2017-04-20 | 2017-04-20 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2017-04-20 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 1 - Dealing in securities | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 4 - Advising on securities | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | RO | Type 9 - Asset management | 2009-05-18 | 2017-04-20 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2009-05-18 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-23 | 2009-05-18 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2009-05-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-22 | 2008-04-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-22 | 2008-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yulin Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.