Chao Chen
陳超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Chen (陳超), a licensed former licensee with CE reference AQD781. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 4 - Advising on securities | 2018-05-15 | 2019-08-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-11-15 | 2019-08-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-10-26 | 2019-08-31 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-11 | 2015-10-26 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-02-11 | 2016-11-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-21 | 2014-01-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-07 | 2008-08-14 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-17 | 2008-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.