Ju Young Kim
金周永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Young Kim (金周永), a licensed former licensee with CE reference APO902. This person has 5.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-23 | 2013-03-15 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 - Advising on securities | 2011-12-23 | 2013-03-15 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2011-12-23 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-10 | 2011-12-23 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-08-31 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2011-08-31 |
| TVG Capital Partners Limited | Rep | Type 9 - Asset management | 2010-01-05 | 2010-06-01 |
| TVG Capital Partners Limited | Rep | Type 4 - Advising on securities | 2007-09-05 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ju Young Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.