Ramin Naji
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramin Naji, a licensed former licensee with CE reference APH952. This person has 12.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-07-08 | 2026-05-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-02-17 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-02-17 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-02-17 | 2014-03-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-26 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-26 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2008-05-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-06 | 2008-05-27 |