Shu Sing Wong
王樹昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sing Wong (王樹昇), a licensed Responsible Officer with CE reference APD420. Currently licensed at 2 firm(s): Bright Moon Capital Limited, Bright Moon Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 4 - Advising on securities | 2025-08-05 | present |
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 9 - Asset management | 2025-08-05 | present |
| Bright Moon Securities Limited 銘皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-04 | present |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-01 | 2021-11-19 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2020-12-01 | 2021-11-19 |
| Long Bridge HK Limited 長橋證券（香港）有限公司 |
RO | Type 9 - Asset management | 2020-12-01 | 2021-11-19 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 - Advising on securities | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 - Asset management | 2017-02-16 | 2020-04-10 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-18 | 2017-02-16 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 9 - Asset management | 2017-01-18 | 2017-02-16 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-18 | 2017-01-18 |
| Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-10-18 | 2017-01-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-28 | 2016-05-04 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-28 | 2016-05-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-21 | 2015-05-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-21 | 2015-05-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-09 | 2015-02-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-09 | 2015-02-14 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-26 | 2013-08-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-28 | 2010-12-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-28 | 2010-12-29 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-26 | 2008-10-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-21 | 2008-10-25 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-25 | 2008-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Sing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho Yin Wong | Chief Commodities Limited | 2008–2015 |
| Lim Pong Kwan | Chief Commodities Limited | 2008–2016 |
| Tek Kong Cheong | Chief Commodities Limited | 2008–2016 |
| Wing Wo Ho | Chief Commodities Limited | 2008–2016 |
| Haiya Ye | Chief Commodities Limited | 2008–2016 |
| Man Chung Chan | Chief Commodities Limited | 2008–2016 |
| Sai Wai Choi | Chief Commodities Limited | 2008–2016 |
| Kwok Kuen Ng | Chief Commodities Limited | 2008–2016 |
| Sau Kwan Kwok | Chief Commodities Limited | 2008–2016 |
| King Leung Yu | Chief Commodities Limited | 2008–2016 |
| Tak Hung Chiu | Chief Commodities Limited | 2008–2016 |
| Upton Pui Cheong Chik | Chief Commodities Limited | 2008–2016 |
| Tsan Yu Chan | Chief Commodities Limited | 2008–2016 |
| Yuen Ching Chan | Chief Commodities Limited | 2008–2016 |
| Yunfei He | Chief Commodities Limited | 2008–2016 |
| Ka On Kwok | Chief Commodities Limited | 2008–2016 |
| Ming Luo | Chief Commodities Limited | 2008–2016 |
| Weng Nin Chu | Chief Commodities Limited | 2009–2016 |
| Jian Zhao | Chief Commodities Limited | 2009–2016 |
| Yi Hu | Chief Commodities Limited | 2008–2015 |