Chi Hung Chen
陳志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hung Chen (陳志雄), a licensed former licensee with CE reference AOX772. This person has 12.7 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-02 | 2026-03-10 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-02 | 2026-03-10 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-02 | 2026-03-10 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-03 | 2024-07-02 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-03 | 2024-07-02 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-06-03 | 2024-07-02 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-07 | 2024-02-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 - Advising on securities | 2023-08-07 | 2024-02-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 - Asset management | 2023-08-07 | 2024-02-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-20 | 2023-08-07 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-20 | 2023-08-07 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2023-06-20 | 2023-08-07 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-10 | 2023-02-05 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 - Advising on securities | 2022-05-10 | 2023-02-05 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 - Asset management | 2022-05-10 | 2023-02-05 |
| MaiCapital Limited | RO | Type 4 - Advising on securities | 2020-08-13 | 2021-02-26 |
| MaiCapital Limited | RO | Type 9 - Asset management | 2020-08-13 | 2021-02-26 |
| MaiCapital Limited | Rep | Type 4 - Advising on securities | 2020-06-16 | 2020-08-13 |
| MaiCapital Limited | Rep | Type 9 - Asset management | 2020-06-16 | 2020-08-13 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-08 | 2020-03-31 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-08 | 2020-03-31 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2016-10-29 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-05 | 2016-10-29 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-25 | 2013-03-18 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-25 | 2013-03-18 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-06 | 2013-01-31 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2011-12-30 | 2013-01-31 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-23 | 2011-12-03 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-16 | 2008-11-20 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-05-16 | 2008-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Hung Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.