Pak Tim Chow
周柏添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Tim Chow (周柏添), a licensed Representative with CE reference AOW966. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-05-31 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-05-31 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-05-31 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-12-17 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-12-17 | 2021-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-12-17 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-12-17 | 2021-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-12-17 | 2021-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-12-17 | 2021-02-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-04 | 2009-12-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-04 | 2009-12-07 |