Denise Ying Wai Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Ying Wai Law (羅瑩慧), a licensed Responsible Officer with CE reference AOW883. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 19.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-01 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-09 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-04 | 2019-01-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-20 | 2013-03-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-20 | 2013-03-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-29 | 2013-03-01 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-07 | 2010-04-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-07 | 2010-04-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-07 | 2010-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Denise Ying Wai Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.