David Po Ming Toong
佟寶銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Po Ming Toong (佟寶銘), a licensed former licensee with CE reference AOV609. This person has 4.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-08-17 | 2021-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-08-17 | 2021-05-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-17 | 2021-05-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-08-17 | 2021-05-31 |
| UBS International Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-04-24 | 2010-07-10 |
| UBS International Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-04-24 | 2010-07-10 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as David Po Ming Toong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Yiu Wing Chiu | UBS International Hong Kong Limited | 2007–2010 |
| Catherine Marie Lapadula | UBS International Hong Kong Limited | 2007–2010 |
| Roger Sen Boon Lam | UBS International Hong Kong Limited | 2008–2010 |
| Mark Ching Chau Yang | UBS International Hong Kong Limited | 2007–2008 |