Charlotte Anne Plowman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Anne Plowman ( ), a licensed former licensee with CE reference AON069. This person has 13.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited |
RO | Type 1 - Dealing in securities | 2023-08-10 | 2024-01-31 |
| BridgeWood Alternatives Limited |
Rep | Type 1 - Dealing in securities | 2023-07-24 | 2023-08-10 |
| CC Strategic Partners Limited |
RO | Type 1 - Dealing in securities | 2012-10-22 | 2023-06-06 |
| Partners Capital Asia Limited |
RO | Type 1 - Dealing in securities | 2011-08-04 | 2012-02-17 |
| Partners Capital Asia Limited |
RO | Type 4 - Advising on securities | 2011-08-04 | 2012-02-17 |
| SAIL Advisors Limited | Rep | Type 4 - Advising on securities | 2007-02-02 | 2008-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlotte Anne Plowman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.