Yi Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Sun (孫毅), a licensed Responsible Officer with CE reference AOA787. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 4.4 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-17 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-01-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-17 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-01-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-28 | 2024-02-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-28 | 2024-02-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-04-28 | 2024-02-28 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-21 | 2023-04-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-10-21 | 2023-04-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-10-21 | 2023-04-28 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-08-01 | 2008-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-27 | 2008-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-02-27 | 2008-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-05 | 2007-02-27 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-10-05 | 2007-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.