Kent Wai Kin Lo
羅偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kent Wai Kin Lo (羅偉健), a licensed former licensee with CE reference AOA404. This person has 10.4 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-04 | 2026-06-14 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-04 | 2026-06-14 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 - Asset management | 2024-03-04 | 2026-06-14 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-18 | 2022-01-31 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-18 | 2022-01-31 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 - Asset management | 2020-06-18 | 2022-01-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-21 | 2018-01-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-10 | 2012-03-27 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-11 | 2008-06-06 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 9 - Asset management | 2007-06-11 | 2008-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kent Wai Kin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.