Eric Kay Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kay Chen (陳柏甫), a licensed Responsible Officer with CE reference ANT456. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-19 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 - Advising on securities | 2022-08-19 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-08-19 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-13 | 2022-08-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-13 | 2022-08-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-13 | 2022-08-19 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-28 | 2022-05-31 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-05 | 2022-05-31 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-05 | 2022-05-31 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-05 | 2021-09-28 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-26 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-26 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-06-26 | 2017-01-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-18 | 2008-11-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-18 | 2008-11-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-04 | 2007-05-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-04 | 2007-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Kay Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.