Yu Lung Tsao
曹郁龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Lung Tsao (曹郁龍), a licensed former licensee with CE reference ANN468. This person has 7.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-19 | 2016-03-31 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-02-25 | 2014-11-14 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 - Asset management | 2013-02-25 | 2014-11-14 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-29 | 2012-11-30 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-13 | 2013-02-25 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-04-13 | 2013-02-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-07-09 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-09 | 2008-11-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-22 | 2007-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Lung Tsao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.