Koustubh Vijay Vachhani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koustubh Vijay Vachhani, a licensed Representative with CE reference AML409. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 17.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-11 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2023-12-11 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2023-12-11 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2023-12-11 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-03 | 2023-10-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2020-03-03 | 2023-10-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2020-03-03 | 2023-10-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2020-03-03 | 2023-10-30 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-11-02 | 2019-11-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-13 | 2017-07-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-07-13 | 2017-07-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-13 | 2017-07-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-07-13 | 2017-07-26 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-27 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-27 | 2014-01-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-22 | 2012-12-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-22 | 2012-12-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-09-22 | 2012-12-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-31 | 2006-06-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-08 | 2006-06-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-09-08 | 2006-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Koustubh Vijay Vachhani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.