Chun Wai Lee
李俊葦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Lee (李俊葦), a licensed former licensee with CE reference AMK024. This person has 15.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-10 | 2021-05-13 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-11-23 | 2021-05-13 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-26 | 2018-11-23 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-26 | 2021-05-10 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-20 | 2020-07-31 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-20 | 2020-07-31 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-01 | 2018-06-20 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-01 | 2018-06-20 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-29 | 2018-02-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-01-29 | 2018-02-07 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2018-02-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-29 | 2018-02-07 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-29 | 2018-02-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Pui Lan Ip | Emperor Futures Limited | 2005–2018 |
| Jacky Wei Qi Li | Emperor Futures Limited | 2005–2018 |
| Chi Hung Wong | Emperor Futures Limited | 2005–2018 |
| Daisy Yeung | Emperor Futures Limited | 2005–2018 |
| Chun Fung Young | Emperor Futures Limited | 2007–2018 |
| Tsang Wu Chau | Emperor Futures Limited | 2008–2018 |
| Ngai Ting | Emperor Futures Limited | 2007–2018 |
| Fai Keung Lo | Emperor Futures Limited | 2009–2018 |
| Hubert Hin Yi Tsang | Emperor Futures Limited | 2008–2018 |
| Tak Fai Lau | Emperor Futures Limited | 2010–2018 |
| Aaron Chi Ho Ho | Emperor Futures Limited | 2010–2018 |
| Chui Lan Fong | Emperor Futures Limited | 2008–2018 |
| Hong Fat Lao | Emperor Futures Limited | 2008–2018 |
| Chor Kei Wong | Emperor Futures Limited | 2008–2018 |
| Cho Ting Ko | Emperor Futures Limited | 2005–2018 |
| Jeremy Hon Keung Ng | Emperor Futures Limited | 2005–2018 |
| Ka Kit Wong | Emperor Futures Limited | 2005–2018 |
| May Mei Ling Yam | Emperor Futures Limited | 2005–2018 |
| Shui Bing Cheung | Emperor Futures Limited | 2005–2018 |
| Liza Yuk Hing Yan | Emperor Futures Limited | 2005–2018 |