Kai Yun Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yun Chen (陳凱筠), a licensed Representative with CE reference AMJ189. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-15 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-15 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2021-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-01-15 | 2021-07-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-11-15 | 2015-03-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-15 | 2015-03-28 |
| Paulson Asia Limited | Rep | Type 1 - Dealing in securities | 2012-11-14 | 2013-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-08-16 | 2009-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-16 | 2009-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-08-16 | 2009-09-28 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yun Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lawrence F Jones | Paulson Asia Limited | 2012–2013 |
| Caroline Soyoung Kim | Paulson Asia Limited | 2012–2013 |
| James Jeffery Wong | Paulson Asia Limited | 2012–2013 |
| Xiaoli Deng | Paulson Asia Limited | 2012 |