Ruby Ying Ying Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Ying Ying Lau (劉瑩影), a licensed Representative with CE reference ALW386. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2025-09-04 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-04-12 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-04-12 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-04-12 | present |
| Ginger Capital Advisory Limited | Rep | Type 4 - Advising on securities | 2011-11-29 | 2013-06-30 |
| Ginger Capital Advisory Limited | Rep | Type 9 - Asset management | 2011-11-29 | 2013-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-04-08 | 2008-06-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-08 | 2008-06-14 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruby Ying Ying Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dinnie Hoi Lin Li | Ginger Capital Advisory Limited | 2011–2013 |
| Tsz Wai To | Ginger Capital Advisory Limited | 2011–2013 |
| Chi Wing Cheung | Ginger Capital Advisory Limited | 2011–2013 |
| Yuen Man Chan | Ginger Capital Advisory Limited | 2011–2013 |
| Herman Man Wai Kwong | Ginger Capital Advisory Limited | 2011–2013 |
| Yanping Xu | Ginger Capital Advisory Limited | 2013 |
| Yingzhi Xu | Ginger Capital Advisory Limited | 2013 |
| Tianyun Bian | Ginger Capital Advisory Limited | 2013 |