Wai Ming Chan
陳偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Chan (陳偉明), a licensed Responsible Officer with CE reference ALT876. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 1 - Dealing in securities | 2016-05-20 | present |
| Cohen & Steers Asia Limited | RO | Type 4 - Advising on securities | 2016-05-20 | present |
| Cohen & Steers Asia Limited | Rep | Type 1 - Dealing in securities | 2010-06-23 | 2016-05-20 |
| Cohen & Steers Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-23 | 2016-05-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-03-01 | 2005-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-03-01 | 2005-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-03-01 | 2005-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.