Carmen Wei Ching Lam Wong
林黃慧貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Wei Ching Lam Wong (林黃慧貞), a licensed former licensee with CE reference ALS709. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2014-05-16 | 2017-05-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-13 | 2017-05-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2013-06-13 | 2017-05-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-17 | 2017-05-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 - Advising on securities | 2011-08-17 | 2017-05-01 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-18 | 2010-06-01 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-02-18 | 2010-06-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-22 | 2005-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Wei Ching Lam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.